Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chante? Claim Your ProfileChante M. Thomas is a financial advisor with over 25 years of experience in the financial services industry. Chante is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and has previously held positions at several other firms including REFCO Securities, LLC, Wachovia Securities, LLC, Prudential Securities Incorporated, J.P. Morgan Securities Inc., and Nomura Securities International, Inc. Chante specializes in providing financial advice to individuals, corporations, and other businesses. Chante is also a registered investment advisor and holds the Series 7 and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
12/11/2006 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
NY
02/28/2005 - 11/17/2005
REFCO SECURITIES, LLC (NEW YORK NY)
MO
07/01/2003 - 11/12/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
06/15/1999 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
05/12/1998 - 12/11/1998
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
11/22/1994 - 05/15/1998
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
BC
Issued 01/23/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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