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Chang uk Kim

Pruco Securities, LLC

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About Chang uk Kim

Chang uk Kim is a financial professional with over 20 years of experience in the financial services industry. Chang uk Kim is currently registered with Pruco Securities, LLC, and is located in Bayside, NY. Previously, Chang uk Kim held positions with Allstate Financial Services, LLC, NYLIFE Securities INC, and PRUCO SECURITIES CORPORATION. Chang uk Kim holds Series 6 and Series 63 licenses, as well as the SIE exam.

Firm Information

Chang uk Kim is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Chang uk Kim’s Registration & Firm History

NY

02/09/2012 - Present

Pruco Securities, LLC (Bayside NY)

NE

11/08/2004 - 11/28/2005

ALLSTATE FINANCIAL SERVICES, LLC (LINCOLN NE)

NY

07/07/2003 - 09/07/2004

NYLIFE SECURITIES INC. (NEW YORK NY)

NJ

05/27/2002 - 06/13/2003

PRUCO SECURITIES CORPORATION (NEWARK NJ)

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Licenses & Designations

BC

Issued 02/19/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/08/2012

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Chang uk Kim.
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