Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chang? Claim Your ProfileChang Soo Han is a financial advisor with Cetera Investment Advisers LLC. Chang has been in the financial services industry since 1982. They are registered with the state of Georgia and Texas as an Investment Advisor Representative. Chang is also a registered representative with the state of California, Florida, Georgia, Hawaii, Illinois, Maryland, Massachusetts, Michigan, New Jersey, New York, North Carolina, Ohio, Pennsylvania, Texas and Washington. They have passed the Series 6, 7, 24, 63, 65, 99TO, and SIE exams. Chang has experience in financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
GA
11/12/2020 - Present
Cetera Investment Advisers LLC (DULUTH GA)
GA
08/15/2007 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (DULUTH GA)
NJ
05/14/2004 - 09/10/2007
CENTAURUS FINANCIAL, INC. (NORWOOD NJ)
NY
09/15/1982 - 06/04/2004
AXA ADVISORS, LLC (NEW YORK NY)
NY
09/15/1982 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 7/25/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/7/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 7/29/2004
Series 24 - General Securities Principal Examination
BC
Issued 1/2/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 9/20/1999
Series 7 - General Securities Representative Examination
BC
Issued 9/13/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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