Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chang? Claim Your ProfileChang Lee is an investment advisor representative with IC Advisory Services, Inc. Chang has been in the industry since 1997. Chang has a Series 7, 63, 65, 9, 10 and 4 licenses and has worked with a variety of firms over the years, including Raymond James Financial Services, Inc., LPL Financial LLC and HSBC Securities (USA) Inc. Chang has a broad range of experience, having worked with a variety of clients, including individuals, high-net-worth individuals, corporations, businesses, pensions, profit-sharing plans, charitable organizations and insurance companies. Chang offers a variety of advisory services including financial planning, portfolio management, and selection of other advisors. Chang also has experience providing portfolio management services for businesses and individuals. Chang is dedicated to providing their clients with personalized investment advice and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NJ
02/12/2020 - Present
IC Advisory Services, Inc. (BEDMINSTER NJ)
NJ
03/15/2019 - 01/23/2020
MML INVESTORS SERVICES, LLC (Fairfield NJ)
NJ
07/29/2015 - 01/03/2019
RAYMOND JAMES FINANCIAL SERVICES, INC. (NEWTON NJ)
NJ
07/14/2014 - 07/13/2015
LPL FINANCIAL LLC (SUMMIT NJ)
NJ
06/12/2012 - 07/15/2014
HSBC SECURITIES (USA) INC. (PARSIPPANY NJ)
NJ
04/02/2012 - 05/29/2012
WELLS FARGO ADVISORS, LLC (HACKETTSTOWN NJ)
NY
05/01/2008 - 03/12/2012
HSBC SECURITIES (USA) INC. (NEW YORK NY)
NJ
02/23/2006 - 04/02/2008
BANC OF AMERICA INVESTMENT SERVICES, INC. (PARSIPPANY NJ)
PA
08/04/2005 - 02/13/2006
PNC INVESTMENTS (PITTSBURGH PA)
CA
08/16/2001 - 07/21/2005
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
NY
08/01/1996 - 09/01/2001
QUICK & REILLY, INC. (NEW YORK NY)
IA
Issued 12/18/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/14/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/15/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/13/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/31/2001
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/31/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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