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Chang Jen Vung

Cetera Investment Services LLC

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About Chang Jen Vung

Chang Jen Vung is a registered representative with Cetera Investment Services LLC. Chang has been in the securities industry since June 20, 2007. Chang has passed the Series 63, Series 7, and SIE exams. Chang is registered in California, Florida, Illinois, New Jersey, New York, Pennsylvania, and Texas. Chang holds licenses in both the broker-dealer and investment advisor channels.

Firm Information

Chang Vung is currently registered with Cetera Investment Services LLC. Cetera Investment Services LLC is a Limited Liability Company formed on November 30, 2012, and approved to operate in 53 states and the District of Columbia. The firm has 1 approved SEC registration and 53 approved state registrations. Cetera Investment Services LLC has a history of regulatory events (11 reported) and arbitration disclosures (3 reported).

Not reported

Assets Under Management

Not reported

Total Clients

372

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Chang Vung’s Registration & Firm History

NY

06/20/2007 - Present

Cetera Investment Services LLC (FLUSHING NY)

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Licenses & Designations

BC

Issued 08/03/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/19/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 3 public disclosures for Chang Jen Vung. Review regulatory record here.
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