Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chang-hwa? Claim Your ProfileChang-hwa Grace Chen is a financial advisor with Avantax Investment Services, Inc. located in Tempe, AZ. Chang-hwa has been in the financial services industry since 1998 and has a wide range of experience. Chang-hwa is licensed to sell securities in Arizona and California. Chang-hwa is also registered with the Financial Industry Regulatory Authority (FINRA).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
AZ
01/20/2015 - Present
Avantax Investment Services, Inc. (Tempe AZ)
AZ
08/02/2001 - 12/26/2014
HD VEST INVESTMENT SERVICES (TEMPE AZ)
FL
05/17/1996 - 12/20/1999
MONEY CONCEPTS CAPITAL CORP (PALM BEACH GARDENS FL)
BC
Issued 04/24/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/05/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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