Unclaimed
Chang Baek Chun is a financial professional with over 35 years of experience in the industry. Chang Baek Chun is currently registered with Mml Investors Services, LLC and is a registered representative of Mml Investors Services, LLC. Chang Baek Chun is also an investment advisor representative and is registered with the state of California. Prior to joining Mml Investors Services, LLC, Chang Baek Chun worked for Pruco Securities, LLC., NYLIFE Securities LLC, ONEAMERICA SECURITIES, INC., AXA ADVISORS, LLC and The Equitable Life Assurance Society of the United States. Chang Baek Chun holds a Series 6, 7, 24, 26, 52TO, 53, 63, and 65 licenses and is a Chartered Financial Consultant.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
CA
02/11/2020 - Present
MML Investors Services, LLC (Los Angeles CA)
CA
01/16/2014 - 01/03/2020
PRUCO SECURITIES, LLC. (ORANGE CA)
CA
01/30/2013 - 01/09/2014
NYLIFE SECURITIES LLC (LOS ANGELES CA)
CA
04/01/2010 - 12/18/2012
ONEAMERICA SECURITIES, INC. (SANTA ANA CA)
CA
01/01/1988 - 04/01/2010
AXA ADVISORS, LLC (LOS ANGELES CA)
NY
11/18/1985 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 12/20/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 1/20/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 2/18/2003
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/10/1999
Series 24 - General Securities Principal Examination
BC
Issued 7/8/1994
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 1/2/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 9/30/1999
Series 7 - General Securities Representative Examination
BC
Issued 11/14/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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