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Chang Ai

Loop Capital Markets LLC

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About Chang Ai

Chang Ai is a registered representative with Loop Capital Markets LLC. Chang has a Series 50, Series 52TO, Series 63, Series 79TO and SIE license. Chang is registered to sell securities in New York. Chang has been in the industry since June 2019. Chang is a licensed Municipal Advisor Representative. The firm specializes in other advisory services, specifically Transition Management Services/Equity Research Services and Security Ratings services. The firm also provides other services, as negotiated for research services. Loop Capital Markets LLC provides portfolio management for businesses, individuals, investment companies and pooled investment vehicles. Loop Capital Markets LLC also provides financial planning.

Firm Information

Chang Ai is currently registered with Loop Capital Markets LLC. Loop Capital Markets LLC is a Limited Liability Company formed on June 1, 2004. The firm provides a range of advisory services, including transition management services, equity research services, and security ratings. It serves a variety of client types, including corporations, state or municipal government entities, other investment advisors, and pension plans. The firm is registered with the Securities and Exchange Commission and is licensed to conduct business in all 50 states.

Not reported

Assets Under Management

15

Total Clients

123

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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transition management services/equity research services

Transition management services/equity research services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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other

Negotiated fees for research services

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Chang Ai’s Registration & Firm History

NY

06/27/2019 - Present

Loop Capital Markets LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/11/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/28/2019

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 06/27/2019

Series 52TO - Municipal Securities Representative Examination

BC

Issued 06/11/2019

SIE - Securities Industry Essentials Examination

BC

Issued 11/13/2017

Series 50 - Municipal Advisor Representative Qualification Exam

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Chang Ai.
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