Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chanell? Claim Your ProfileChanell Tomika Carter is a registered representative with Principal Securities, Inc. She is based in Des Moines, Iowa and also holds a registration in Texas. Chanell has been in the financial services industry since 2001 and has previously worked with firms such as VALIC Financial Advisors, Inc., AIG Capital Services, Inc., Next Financial Group, Inc. and Invesco AIM Distributors, Inc. Chanell holds multiple licenses and designations, including Series 7, 6, 66, 24, 99TO, and SIE. Chanell's areas of specialization include portfolio management for individuals and financial planning. Chanell also provides educational seminars and selection of other advisers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
IA
06/17/2021 - Present
Principal Securities, Inc. (DES MOINES IA)
TX
08/07/2013 - 08/03/2018
VALIC FINANCIAL ADVISORS, INC. (HOUSTON TX)
TX
10/18/2013 - 07/31/2018
AIG CAPITAL SERVICES, INC. (HOUSTON TX)
TX
02/09/2010 - 05/31/2013
NEXT FINANCIAL GROUP, INC. (HOUSTON TX)
TX
02/20/2001 - 06/19/2008
INVESCO AIM DISTRIBUTORS, INC. (HOUSTON TX)
BOTH
Issued 01/28/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/17/2010
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/22/2007
Series 7 - General Securities Representative Examination
BC
Issued 02/16/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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