Invested Better
Unclaimed

Unclaimed

Unclaimed

Chandni Joshi

TD Securities (usa) LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Chandni? Claim Your Profile

About Chandni Joshi

Chandni Joshi is a securities professional with TD Securities (usa) LLC, registered in 52 states, the District of Columbia, and Puerto Rico. Chandni Joshi holds a Series 7TO, 79TO, and SIE licenses. Chandni Joshi has been in the industry since January 25, 2023.

Firm Information

Chandni Joshi is currently registered with TD Securities (usa) LLC. TD Securities (USA) LLC is a Limited Liability Company formed in November 2004. The firm is registered in all 50 states, as well as the District of Columbia and Puerto Rico. It is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

174

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Chandni Joshi’s Registration & Firm History

NY

01/26/2023 - Present

TD Securities (usa) LLC (NEW YORK NY)

Not sure if Chandni Joshi is right for you?

Licenses & Designations

BC

Issued 10/17/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 01/26/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 09/03/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Chandni Joshi.
Not sure if Chandni Joshi is right for you?