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Chandler Elizabeth Uwazie

Capfinancial Securities, LLC

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About Chandler Elizabeth Uwazie

Chandler Elizabeth Uwazie is a financial advisor with Capfinancial Securities, LLC. Chandler has been in the financial services industry for over two years, having previously worked at Principal Securities, Inc. Chandler holds Series 63, Series 6TO, and SIE licenses. Chandler is registered with FINRA and the state of Georgia.

Firm Information

Chandler Uwazie is currently registered with Capfinancial Securities, LLC. Capfinancial Securities, LLC is a Limited Liability Company formed on November 21, 2013. The firm is registered with the SEC and in all 50 states.

Not reported

Assets Under Management

Not reported

Total Clients

91

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Chandler Uwazie’s Registration & Firm History

NC

08/30/2024 - Present

Capfinancial Securities, LLC (RALEIGH NC)

GA

06/24/2022 - 08/05/2024

PRINCIPAL SECURITIES, INC. (ATLANTA GA)

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Licenses & Designations

BC

Issued 08/23/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/24/2022

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 05/13/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Chandler Elizabeth Uwazie.
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