Unclaimed
Chancelor Strickland is a financial advisor with UBS Financial Services Inc. Chancelor has been in the financial industry for 3 years. Chancelor has a Series 7TO, SIE, and Series 66 license. Chancelor has been registered with the Securities and Exchange Commission (SEC) since 2023. Previously, Chancelor worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated and Commonwealth Financial Network. Chancelor is registered to provide investment advice in all 50 states, the District of Columbia, and Puerto Rico. Chancelor is also registered to provide investment advice in Iowa and Texas. UBS Financial Services Inc. is a leading global wealth manager. The firm offers a wide range of financial products and services, including investment management, financial planning, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
SC
09/08/2023 - Present
UBS Financial Services Inc. (Columbia SC)
SC
01/02/2023 - 09/11/2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (COLUMBIA SC)
SC
02/10/2020 - 10/31/2022
COMMONWEALTH FINANCIAL NETWORK (COLUMBIA SC)
BOTH
Issued 06/12/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/10/2020
Series 7TO - General Securities Representative Examination
BC
Issued 09/27/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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