Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chance? Claim Your ProfileChance Vogel is an investment advisor representative with Edelman Financial Engines. Chance is registered in Texas as an investment advisor representative. Chance's primary office location is Houston, Texas. Chance has been in the securities industry for more than 15 years. Chance has experience with TD Ameritrade, Inc., Raymond James Financial Services, Inc., Morgan Stanley, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Chase Investment Services Corp., Banc One Securities Corporation, Prudential Securities Incorporated, and Pruco Securities Corporation. Chance holds the Series 6, Series 7, Series 63, Series 65, and Series 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Set-up fees & related svcs; reimbursements for printed materials
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2
TX
06/01/2020 - Present
Edelman Financial Engines (HOUSTON TX)
TX
06/30/2015 - 05/30/2020
TD AMERITRADE, INC. (HOUSTON TX)
TX
06/06/2014 - 06/01/2015
RAYMOND JAMES FINANCIAL SERVICES, INC. (HOUSTON TX)
TX
12/11/2012 - 04/03/2014
MORGAN STANLEY (HOUSTON TX)
TX
06/13/2011 - 10/26/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HOUSTON TX)
TX
07/06/2005 - 08/10/2006
CHASE INVESTMENT SERVICES CORP. (HOUSTON TX)
IL
05/02/2005 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
NY
04/21/1997 - 04/20/1998
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
10/25/1996 - 11/22/1996
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BOTH
Issued 7/15/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/2/2005
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 5/2/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/10/2011
Series 7 - General Securities Representative Examination
BC
Issued 4/29/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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