Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chaicharles? Claim Your ProfileChaicharles Karnsomtob is a financial professional with over 20 years of experience in the financial services industry. Chaicharles currently works at Oppenheimer & Co. Inc., a large financial services firm, where Chaicharles is a Registered Representative. Before joining Oppenheimer & Co. Inc., Chaicharles had previous roles at other financial firms including Chimera Securities, LLC, Koyote Trading LLC, Madison Proprietary Trading Group, LLC, Generic Trading of Philadelphia, LLC, Yamner & Co., INC, and Andover Brokerage, L.L.C. Chaicharles is a Series 7, Series 55, Series 3, Series 56, SIE, Series 7TO, and Series 57TO licensed professional, holding the Uniform Securities Agent State Law Examination (Series 63).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
05/24/2024 - Present
Oppenheimer & Co. Inc. (NEW YORK NY)
NY
01/02/2015 - 06/15/2015
CHIMERA SECURITIES, LLC (NEW YORK NY)
NY
04/03/2014 - 12/19/2014
KOYOTE TRADING LLC (NEW YORK NY)
NY
08/24/2006 - 01/03/2011
MADISON PROPRIETARY TRADING GROUP, LLC (NEW YORK NY)
NY
05/01/2006 - 06/28/2006
GENERIC TRADING OF PHILADELPHIA, LLC (NEW YORK NY)
NJ
11/05/2002 - 06/12/2003
YAMNER & CO., INC. (WALDWICK NJ)
NY
07/12/2001 - 10/07/2002
ANDOVER BROKERAGE, L.L.C. (MONTEBELLO NY)
BC
Issued 08/14/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/04/2024
Series 57TO - Securities Trader Exam
BC
Issued 05/24/2024
Series 7TO - General Securities Representative Examination
BC
Issued 05/08/2024
SIE - Securities Industry Essentials Examination
BC
Issued 04/03/2014
Series 56 - Proprietary Trader Qualification Examination
BC
Issued 07/26/2011
Series 3 - National Commodity Futures Examination
BC
Issued 07/05/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/20/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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