Unclaimed
Chadwick Shull is an investment advisor representative at LPL Financial LLC and has been in the financial industry since 2009. Chadwick is registered with the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA). Chadwick has a Series 7, Series 6, Series 63, and Series 66 licenses and is registered in Alabama, Georgia, Iowa, Mississippi, Missouri, Oklahoma, Rhode Island, South Carolina, Tennessee, Texas, and Wisconsin. Chadwick previously worked at CETERA INVESTMENT SERVICES LLC and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AL
11/05/2013 - Present
LPL Financial LLC (DECATUR AL)
AL
01/03/2013 - 11/06/2013
CETERA INVESTMENT SERVICES LLC (DECATUR AL)
AL
11/15/2010 - 11/07/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HUNTSVILLE AL)
GA
10/08/1999 - 05/09/2001
WMA SECURITIES, INC. (DULUTH GA)
BOTH
Issued 01/14/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/14/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/12/2010
Series 7 - General Securities Representative Examination
BC
Issued 10/07/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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