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Chadwick David Carrick

THE Jeffrey Matthews Financial Group, LLC

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About Chadwick David Carrick

Chadwick Carrick is a financial advisor with over 20 years of experience in the industry. Chadwick is currently registered with THE Jeffrey Matthews Financial Group, LLC in Fairhope, AL. Previously, Chadwick was registered with Stifel, Nicolaus & Company, Incorporated, Sterne, Agee & Leach, Inc., Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated and Morgan Stanley DW Inc. Chadwick holds the Series 7, Series 63 and SIE licenses. Chadwick is registered in 14 states including Alabama, Arizona, Colorado, Florida, Georgia, Illinois, Indiana, Kentucky, Mississippi, North Carolina, Oklahoma, Tennessee, Texas and Washington.

Firm Information

Chadwick Carrick is currently registered with THE Jeffrey Matthews Financial Group, LLC. THE Jeffrey Matthews Financial Group, LLC is a Limited Liability Company formed in October 1996. The firm is registered with the SEC and in 49 states.

Not reported

Assets Under Management

Not reported

Total Clients

19

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Chadwick Carrick’s Registration & Firm History

AL

08/11/2017 - Present

THE Jeffrey Matthews Financial Group, LLC (Fairhope AL)

AL

07/07/2015 - 08/18/2017

STIFEL, NICOLAUS & COMPANY, INCORPORATED (MOBILE AL)

AL

09/14/2009 - 07/07/2015

STERNE, AGEE & LEACH, INC. (MOBILE AL)

AL

06/01/2009 - 09/15/2009

MORGAN STANLEY SMITH BARNEY (FAIRHOPE AL)

AL

04/02/2007 - 06/01/2009

MORGAN STANLEY & CO. INCORPORATED (FAIRHOPE AL)

AL

05/19/2004 - 04/02/2007

MORGAN STANLEY DW INC. (FAIRHOPE AL)

MO

09/15/1998 - 05/24/2004

A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)

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Licenses & Designations

BC

Issued 09/18/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/14/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 3 public disclosures for Chadwick David Carrick. Review regulatory record here.
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