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Chadd Ellis Baugher

MM Ascend Life Investor Services, LLC

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About Chadd Ellis Baugher

Chadd Baugher is a registered representative with MM Ascend Life Investor Services, LLC. Chadd has been in the financial services industry since 1997 and holds multiple licenses including Series 6, Series 63, and SIE. Chadd has previously held positions at CAPITAL BROKERAGE CORPORATION, SUN LIFE FINANCIAL DISTRIBUTORS, INC., and A I M DISTRIBUTORS, INC. Chadd is currently not actively providing advisory services but maintains his registration with the firm.

Firm Information

Chadd Baugher is currently registered with MM Ascend Life Investor Services, LLC. MM Ascend Life Investor Services, LLC is a Limited Liability Company formed in 2021 that is registered in all 50 states and the District of Columbia. It offers other advisory services and is not currently providing active advisory services. It maintains 12 licensed agents, 12 investment adviser representatives, 12 registered representatives, and 2 investment advisory functions. The firm has filed four regulatory event disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

124

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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maintaining registration but not actively providing advisory services

Maintaining registration but not actively providing advisory services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Maintaining registration but not serving clients

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Chadd Baugher’s Registration & Firm History

OH

05/11/2010 - Present

MM Ascend Life Investor Services, LLC (CINCINNATI OH)

VA

09/06/2006 - 07/24/2009

CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)

MA

06/24/2005 - 07/13/2006

SUN LIFE FINANCIAL DISTRIBUTORS, INC. (WELLESLEY HILLS MA)

TX

03/04/1997 - 05/12/2005

A I M DISTRIBUTORS, INC. (HOUSTON TX)

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Licenses & Designations

IA

Issued 07/03/2002

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/24/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/03/1997

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Chadd Ellis Baugher.
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