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Chad Woodruff Di stefano

Northwestern Mutual Investment Services, LLC

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About Chad Woodruff Di stefano

Chad Woodruff Di Stefano is a financial advisor who has been in the industry since 2010. He is currently registered with Northwestern Mutual Investment Services, LLC in Utah. Chad Woodruff Di Stefano has a Series 7, 63, 65, and 79 licenses. Chad Woodruff Di Stefano is also a Certified Financial Planner. Prior to joining Northwestern Mutual Investment Services, LLC, Chad Woodruff Di Stefano worked at Goldman, Sachs & Co. and Macquarie Securities (USA) Inc. Chad Woodruff Di Stefano specializes in providing investment advice and financial planning services to individuals, families, and businesses.

Firm Information

Chad Di stefano is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Chad Di stefano’s Registration & Firm History

UT

07/22/2024 - Present

Northwestern Mutual Investment Services, LLC (SALT LAKE CTY UT)

NY

08/30/2010 - 04/21/2014

GOLDMAN, SACHS & CO. (NEW YORK NY)

NY

03/17/2005 - 02/03/2006

MACQUARIE SECURITIES (USA) INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/29/2024

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 12/30/2016

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/16/2024

Series 7TO - General Securities Representative Examination

BC

Issued 05/10/2024

SIE - Securities Industry Essentials Examination

BC

Issued 08/28/2010

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 03/16/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Chad Woodruff Di stefano.
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