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Chad William Simmons

Fidelity Brokerage Services LLC

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About Chad William Simmons

Chad William Simmons is a registered representative of Fidelity Brokerage Services LLC. Chad holds Series 7, 9, 10, 63 and SIE licenses. Chad has been in the industry since October 2021. Fidelity Brokerage Services LLC is a brokerage firm that offers investment and financial services to individual and institutional clients.

Firm Information

Chad Simmons is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Chad Simmons’s Registration & Firm History

RI

10/22/2021 - Present

Fidelity Brokerage Services LLC (SMITHFIELD RI)

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Licenses & Designations

BC

Issued 11/01/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/03/2022

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 06/03/2022

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/22/2021

Series 7TO - General Securities Representative Examination

BC

Issued 10/15/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Chad William Simmons.
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