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Chad Whitney Keck

Needham & Company, LLC

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About Chad Whitney Keck

Chad Whitney Keck is an active registered representative with Needham & Company, LLC and has been in the industry since November 18, 1980. Chad Keck is also registered with the state of California, Illinois, Massachusetts, Minnesota, New York and Washington. Prior to Chad Keck's current role, Chad Keck was employed by Prudential-Bache Securities Inc., CS First Boston Corporation and Smith Barney, Harris Upham & Co., Incorporated.

Firm Information

Chad Keck is currently registered with Needham & Company, LLC. Needham & Company, LLC is a Limited Liability Company formed in 2005 and headquartered in New York, NY. The firm provides securities research and is registered with the SEC and in all 50 states and the District of Columbia.
Needham & Company, LLC

250 PARK AVENUE

NEW YORK, NY 10177

Not reported

Assets Under Management

Not reported

Total Clients

121

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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securities research

Securities research

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

check

commissions

Earned based on transactions or products sold.

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other

Pursuant to csa agreements

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Chad Keck’s Registration & Firm History

CA

08/13/1992 - Present

Needham & Company, LLC (SAN FRANCISCO CA)

NY

11/24/1989 - 12/06/1990

PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)

NA

08/21/1985 - 03/07/1988

CS FIRST BOSTON CORPORATION

NA

06/01/1977 - 07/25/1985

SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED

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Licenses & Designations

BC

Issued 08/24/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/04/1993

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/21/1977

PC - AMEX Put and Call Exam

BC

Issued 05/21/1977

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Chad Whitney Keck. Review regulatory record here.
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