Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chad? Claim Your ProfileChad Wayne Toriello is a financial professional with over 24 years of experience in the industry. Chad currently works at Neuberger Berman BD LLC, and previously worked at CITI PRIVATE ADVISORY, LLC, CITIGROUP GLOBAL MARKETS INC., DEUTSCHE BANK SECURITIES INC., NEUBERGER BERMAN LLC, TD AMERITRADE, INC., ROAN CAPITAL PARTNERS L.P., ASH & CO. INCORPORATED, L.B. SAKS, INC., MASON HILL & CO., INC., J.W. BARCLAY & CO., INC., and PARAGON CAPITAL CORPORATION. Chad has a strong background in securities and investments, holding registrations in both the broker-dealer and investment adviser sectors. He holds a Series 63 license and a Series 66 license, and has passed several other industry exams including Series 7, Series 3, Series 31, Series 4, Series 9, Series 10, and Series 24.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
02/28/2021 - Present
Neuberger Berman BD LLC (NEW YORK NY)
NY
03/28/2017 - 02/12/2021
CITI PRIVATE ADVISORY, LLC (New York NY)
NY
07/17/2013 - 02/12/2021
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
06/24/2010 - 07/19/2013
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
06/12/2006 - 06/08/2010
NEUBERGER BERMAN LLC (NEW YORK NY)
NJ
07/20/1998 - 06/15/2006
TD AMERITRADE, INC. (JERSEY CITY NJ)
NY
09/30/1997 - 04/24/1998
ROAN CAPITAL PARTNERS L.P. (NEW YORK NY)
NY
04/25/1997 - 12/04/1997
ASH & CO. INCORPORATED (GREAT NECK NY)
NA
01/29/1997 - 06/05/1997
L.B. SAKS, INC.
NY
11/21/1996 - 12/13/1996
MASON HILL & CO., INC. (NEW YORK NY)
NJ
10/08/1996 - 11/21/1996
J.W. BARCLAY & CO., INC. (WOODBRIDGE NJ)
NJ
09/23/1996 - 10/18/1996
PARAGON CAPITAL CORPORATION (EAST HANOVER NJ)
BOTH
Issued 06/17/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/08/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/23/2006
Series 24 - General Securities Principal Examination
BC
Issued 09/26/2005
Series 4 - Registered Options Principal Examination
BC
Issued 01/18/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/24/1999
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/24/2017
Series 31 - Futures Managed Funds Examination
BC
Issued 06/02/2008
Series 3 - National Commodity Futures Examination
BC
Issued 09/20/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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