Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chad? Claim Your ProfileChad Gassaway is a registered representative with Finalis Securities LLC. Chad has been in the industry for over 14 years. Chad is licensed in Texas and has passed a number of FINRA exams including the Series 7, Series 3, Series 63, Series 66, and Series 79. Chad has held previous positions at Chase Investment Services Corp., MetLife Securities Inc., and Edward Jones.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
05/15/2023 - Present
Finalis Securities LLC (New York NY)
KY
07/19/2010 - 02/14/2011
CHASE INVESTMENT SERVICES CORP. (LEXINGTON KY)
KY
11/21/2008 - 07/12/2010
METLIFE SECURITIES INC. (LEXINGTON KY)
KY
01/25/2008 - 05/30/2008
EDWARD JONES (LEXINGTON KY)
BC
Issued 09/06/2021
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 02/07/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/13/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 08/09/2021
SIE - Securities Industry Essentials Examination
BC
Issued 02/27/2009
Series 3 - National Commodity Futures Examination
BC
Issued 01/24/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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