Unclaimed
Chad Greiner is a securities professional with over 10 years of experience in the financial services industry. Chad is currently registered with Seaport Global Securities LLC and is licensed to conduct business in all 50 states. Chad previously worked at several other firms including Berenberg Capital Markets LLC, Piper Jaffray & Co., and Cowen and Company. Chad specializes in providing investment advice and trading services to individual and institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
05/21/2024 - Present
Seaport Global Securities LLC (GREENWICH CT)
NY
02/11/2020 - 03/01/2021
BERENBERG CAPITAL MARKETS LLC (NEW YORK NY)
NY
08/05/2019 - 01/31/2020
SEAPORT GLOBAL SECURITIES LLC (NEW YORK NY)
NY
10/09/2017 - 07/01/2019
PIPER JAFFRAY & CO. (NEW YORK NY)
NY
12/07/2016 - 06/12/2017
COWEN AND COMPANY (NEW YORK NY)
NY
05/07/2012 - 02/21/2013
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
NY
07/06/2009 - 01/03/2011
KELLOGG CAPITAL MARKETS, LLC (NEW YORK NY)
NY
08/10/2004 - 06/30/2009
KELLOGG CAPITAL GROUP LLC (NEW YORK NY)
BC
Issued 05/08/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/14/2012
Series 24 - General Securities Principal Examination
BC
Issued 05/20/2024
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/19/2005
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/08/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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