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Chad Thompson

Wells Fargo Securities, LLC

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About Chad Thompson

Chad Thompson is a financial professional with Wells Fargo Securities, LLC. Chad holds the Series 63, Series 79TO, and SIE licenses. Chad is registered in 53 states and territories, including Pennsylvania. Chad has been in the financial industry since 2020.

Firm Information

Chad Thompson is currently registered with Wells Fargo Securities, LLC. Wells Fargo Securities, LLC is a Limited Liability Company formed in March 2003. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

1,325

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Chad Thompson’s Registration & Firm History

PA

07/22/2020 - Present

Wells Fargo Securities, LLC (Philadelphia PA)

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Licenses & Designations

BC

Issued 08/06/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/22/2020

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 02/21/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Chad Thompson.
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