Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chad? Claim Your ProfileChad Shuman is a financial advisor with Vanguard Marketing Corp. Chad has been in the securities industry for over 15 years, previously working at EDWARD JONES. Chad holds both Series 63 and Series 66 licenses in addition to holding licenses for Series 7TO, SIE and Series 7. Chad is registered in 53 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
AZ
08/12/2024 - Present
Vanguard Marketing Corp. (SCOTTSDALE AZ)
AZ
07/26/2007 - 12/23/2009
EDWARD JONES (GILBERT AZ)
BC
Issued 08/30/2024
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 08/09/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/12/2024
Series 7TO - General Securities Representative Examination
BC
Issued 05/29/2024
SIE - Securities Industry Essentials Examination
BC
Issued 07/25/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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