Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chad? Claim Your ProfileChad Thomas Schwoerer is a financial professional with over 10 years of experience in the industry. Chad has a Series 6, Series 63, and Series 65 license and holds registrations in several states, including Arizona, Colorado, Florida, Minnesota, and Wisconsin. He is currently affiliated with Calton & Associates, Inc. and has previously worked with Capital Financial Services, Inc. Chad is a member of JKC Insurance and Investment Services, LLC, a life and health insurance business, and a member of JKC Insurance and Investment Services, LLC, a sales business for both insurance and investment products.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
FL
05/03/2019 - Present
Calton & Associates, Inc. (TAMPA FL)
WI
07/27/2009 - 05/03/2019
CAPITAL FINANCIAL SERVICES, INC. (MANITOWOC WI)
IA
Issued 03/24/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/20/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/25/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Chad Schwoerer is the right advisor for you? Invested Better is here to help.
