Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chad? Claim Your ProfileChad Thomas Brown is a financial advisor at Wells Fargo Advisors Financial Network, LLC. Chad has been in the financial services industry since 1996. Chad holds the Series 6, 7, 63, and 66 securities licenses, as well as the Series 65 investment advisor license. Chad previously worked at LPL Financial LLC, Wells Fargo Clearing Services, LLC, UBS PaineWebber Inc., First Union Securities, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Sutro & Co. Incorporated, and John Hancock Distributors, Inc. Chad has experience in providing investment consulting services to institutional clients, financial planning, pension consulting, and portfolio management for businesses and individuals. Chad specializes in providing investment advice to high-net-worth individuals, corporations, pension and profit-sharing plans, charitable organizations, and insurance companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
SC
12/04/2024 - Present
Wells Fargo Advisors Financial Network, LLC (CHARLESTON SC)
CA
05/10/2018 - 08/17/2021
LPL FINANCIAL LLC (SAN DIEGO CA)
CA
10/17/2014 - 05/15/2018
WELLS FARGO CLEARING SERVICES, LLC (SAN DIEGO CA)
NJ
10/08/1999 - 01/14/2003
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
MO
07/08/1998 - 11/05/1999
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NY
05/01/1998 - 05/22/1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
CA
02/07/1997 - 02/12/1998
SUTRO & CO. INCORPORATED (SAN FRANCISCO CA)
MA
07/15/1996 - 02/27/1997
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
07/15/1996 - 02/27/1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
BOTH
Issued 10/21/2014
Series 66 - Uniform Combined State Law Examination
IA
Issued 06/05/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/12/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/23/2014
Series 7 - General Securities Representative Examination
BC
Issued 07/12/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
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