Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chad? Claim Your ProfileChad Stephens is a financial advisor with Wells Fargo Advisors Financial Network, LLC, where Chad has been employed since October 2010. Chad is a CERTIFIED FINANCIAL PLANNER™ professional and has over 28 years of experience in the financial services industry. Chad specializes in providing financial advice to individuals and families, businesses, and institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
10/29/2010 - Present
Wells Fargo Advisors Financial Network, LLC (DALLAS TX)
TX
06/01/2009 - 11/12/2010
MORGAN STANLEY SMITH BARNEY (DALLAS TX)
TX
01/18/2002 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (DALLAS TX)
NY
05/25/1995 - 02/05/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 06/16/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/02/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/12/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/14/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/31/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 05/24/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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