Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chad? Claim Your ProfileChad Stanley Thomas is a registered representative with Citigroup Global Markets Inc. in San Francisco, California. Chad has been working in the financial industry since 1998. Prior to joining Citigroup, Chad worked at J.P. Morgan Securities LLC for nearly a decade. Chad holds Series 7, 31 and 66 licenses as well as the SIE exam. Chad specializes in providing financial advice to high-net-worth individuals, corporations, charitable organizations and pension and profit sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
12/06/2017 - Present
Citigroup Global Markets Inc. (SAN FRANCISCO CA)
CA
10/01/2008 - 10/18/2017
J.P. MORGAN SECURITIES LLC (SAN FRANCISCO CA)
CA
02/01/2000 - 10/01/2008
J.P. MORGAN SECURITIES INC. (SAN FRANCISCO CA)
CA
12/14/1998 - 02/01/2000
HAMBRECHT & QUIST LLC (SAN FRANCISCO CA)
BOTH
Issued 12/06/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/07/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/02/2018
Series 31 - Futures Managed Funds Examination
BC
Issued 12/10/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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