Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chad? Claim Your ProfileChad Miles is a financial advisor with over 20 years of experience in the industry. Chad is currently registered with Osaic Institutions, Inc. in Walnut Creek, CA. Prior to joining Osaic Institutions, Inc. Chad worked at BANCWEST INVESTMENT SERVICES, INC., MML INVESTORS SERVICES, LLC, AXA ADVISORS, LLC, and THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES. Chad has a strong track record of providing investment advice to individuals, families, and businesses. He is also a Registered Investment Advisor (RIA), which means that he is held to a fiduciary standard. Chad is committed to providing his clients with personalized investment advice that meets their individual needs. Chad provides a wide range of financial services, including investment management, financial planning, and retirement planning. He is also a certified financial planner (CFP). Chad is a valuable resource for individuals and families seeking to achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Solicitation services for other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
08/11/2022 - Present
Osaic Institutions, Inc. (Walnut Creek CA)
CA
07/05/2018 - 07/21/2022
BANCWEST INVESTMENT SERVICES, INC. (SAN FRANCISCO CA)
CA
10/07/2016 - 06/26/2018
MML INVESTORS SERVICES, LLC (SAN FRANCISCO CA)
CA
05/29/1998 - 09/27/2016
AXA ADVISORS, LLC (SAN RAFAEL CA)
NY
05/29/1998 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 07/27/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/20/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/09/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/1999
Series 7 - General Securities Representative Examination
BC
Issued 05/28/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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