Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chad? Claim Your ProfileChad Frantzen is a financial advisor with over 20 years of experience in the financial services industry. Chad is registered with Wealthbuilders Investments, a registered investment advisor firm based in Colorado. Chad's areas of expertise include financial planning, portfolio management, and investment advisory services. Chad holds the Series 7, 9, 10, 31, and 66 licenses, as well as the Certified Financial Planner designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CO
01/23/2015 - Present
Wealthbuilders Investments (COLORADO SPRINGS CO)
TN
08/31/2021 - 11/17/2021
CENTER STREET SECURITIES, INC. (NASHVILLE TN)
IL
02/26/2021 - 08/30/2021
GREAT POINT CAPITAL LLC (CHICAGO IL)
TX
01/23/2015 - 02/26/2021
MUTUAL SECURITIES, INC. (Irving TX)
TX
08/31/2007 - 01/29/2015
LPL FINANCIAL LLC (DALLAS TX)
TX
08/08/2000 - 09/06/2007
A. G. EDWARDS & SONS, INC. (DALLAS TX)
BOTH
Issued 06/02/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/11/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/05/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/07/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/10/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 08/07/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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