Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chad? Claim Your ProfileChad Ross Allen is a financial advisor who has been in the industry since January 14, 2018. Chad is currently registered with American Portfolios Financial Services, Inc. in Niagara Falls, NY. Chad has previously been registered with PRUCO SECURITIES, LLC. and Equitable Advisors, LLC. Chad has passed the Series 66, Series 7, and SIE exams and holds a current registration in Colorado, Illinois, New York, Pennsylvania, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
10/28/2021 - Present
American Portfolios Financial Services, Inc. (NIAGARA FALLS NY)
NY
10/14/2020 - 10/07/2021
PRUCO SECURITIES, LLC. (AMHERST NY)
NY
11/09/2017 - 08/27/2020
EQUITABLE ADVISORS, LLC (WILLIAMSVILLE NY)
BOTH
Issued 01/11/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/09/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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