Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chad? Claim Your ProfileChad Robert Smith is a financial advisor at Raymond James Financial Services Advisors, Inc. in Peachtree, GA. Chad has been working in the financial industry since 1999 and has been registered with Raymond James Financial Services Advisors, Inc. since January 2021. Chad specializes in providing financial planning and investment advice to individuals and families. He is also a registered representative of Raymond James Financial Services, Inc., which is a member of the Financial Industry Regulatory Authority (FINRA). Chad is licensed to offer financial advice in Georgia, Texas, and 30 other states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
GA
01/15/2021 - Present
Raymond James Financial Services Advisors, Inc. (Peachtree GA)
GA
07/29/2011 - 01/20/2021
MORGAN STANLEY (PEACHTREE CITY GA)
GA
04/04/2007 - 03/07/2008
PURSHE KAPLAN STERLING INVESTMENTS (PEACHTREE CITY GA)
GA
10/27/1999 - 04/20/2005
FSC SECURITIES CORPORATION (ATLANTA GA)
NY
03/27/1998 - 08/26/1999
THE VOLUME INVESTOR, INC. (NEW YORK NY)
NY
05/31/1996 - 05/27/1997
THE VOLUME INVESTOR, INC. (NEW YORK NY)
BC
Issued 08/03/2011
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 03/18/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/04/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/01/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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