Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chad? Claim Your ProfileChad Johnson is a financial advisor based in Scottsdale, AZ. Chad has been in the financial services industry since 2000. He has a broad range of experience working with both individuals and businesses. Chad currently works at Osaic Wealth, Inc. and has also worked at Sagepoint Financial, Inc., FSC Securities Corporation, Royal Alliance Associates, Inc., American General Securities Incorporated, Charles Schwab & Co., Inc., J.P. Morgan Securities Inc., Chase Investment Services Corp., and BANC One Securities Corporation. Chad holds several licenses including Series 4, Series 7, Series 24, Series 53, and Series 63.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AZ
09/01/2023 - Present
Osaic Wealth, Inc. (SCOTTSDALE AZ)
AZ
09/23/2008 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (PHOENIX AZ)
GA
01/04/2010 - 11/21/2014
FSC SECURITIES CORPORATION (ATLANTA GA)
AZ
02/17/2009 - 11/21/2014
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
AZ
10/02/2008 - 10/29/2008
AMERICAN GENERAL SECURITIES INCORPORATED (PHOENIX AZ)
AZ
12/07/2007 - 08/05/2008
CHARLES SCHWAB & CO., INC. (PHOENIX AZ)
IL
07/05/2006 - 04/09/2007
J.P. MORGAN SECURITIES INC. (CHICAGO IL)
IL
12/03/2004 - 03/20/2007
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
IL
02/04/2002 - 04/27/2006
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
TX
10/16/2000 - 11/27/2001
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
IA
Issued 01/21/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/27/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/29/2006
Series 4 - Registered Options Principal Examination
BC
Issued 06/12/2006
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/06/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/13/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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