Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chad? Claim Your ProfileChad Richard Guerrero is a financial advisor who is currently registered with Northwestern Mutual Investment Services, LLC. Chad has been in the financial services industry since 2005. Chad is a Certified Financial Planner® professional and has been registered with Northwestern Mutual Investment Services, LLC since June 2018. Chad is also registered with the state of Wisconsin as an Investment Advisor Representative. Prior to joining Northwestern Mutual Investment Services, LLC, Chad worked for USAA Investment Management Company. Chad has a strong background in financial planning and investment management. Chad is committed to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
TX
07/12/2018 - Present
Northwestern Mutual Investment Services, LLC (San Antonio TX)
TX
09/18/2017 - 01/16/2018
USAA INVESTMENT MANAGEMENT COMPANY (SAN ANTONIO TX)
TX
05/07/2009 - 09/14/2015
USAA FINANCIAL ADVISORS, INC. (SAN ANTONIO TX)
TX
03/08/1999 - 12/31/2004
USAA INVESTMENT MANAGEMENT COMPANY (SAN ANTONIO TX)
MA
12/03/1998 - 02/22/1999
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
12/03/1998 - 02/22/1999
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
BOTH
Issued 12/30/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/05/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/29/2018
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/06/2009
Series 7 - General Securities Representative Examination
BC
Issued 11/23/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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