Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chad? Claim Your ProfileChad Romero is a registered representative with Northwestern Mutual Investment Services, LLC. Chad has been in the financial services industry since February 8, 2011. Chad holds the Series 6, 7TO, and 63 licenses. Chad is registered to provide investment advice in Alabama, Louisiana, Oregon, Texas, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
LA
02/08/2011 - Present
Northwestern Mutual Investment Services, LLC (LAFAYETTE LA)
BC
Issued 04/07/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/16/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/07/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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