Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chad? Claim Your ProfileChad Nicholson is a financial advisor with Mesirow Financial, Inc. Chad has over 27 years of experience in the financial services industry. Chad is registered to sell securities in 53 states. Chad holds the Series 63, Series 7, Series 52, and SIE licenses. Chad's previous employers include INSPEREX LLC, Oppenheimer & Co. Inc., Stone & Youngberg LLC, Gruntal & Co., L.L.C., Vining Sparks, and R.W. Smith & Associates, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
09/06/2022 - Present
Mesirow Financial, Inc. (BOCA RATON FL)
CA
06/06/2012 - 08/16/2022
INSPEREX LLC (Larkspur CA)
CA
07/18/2011 - 06/05/2012
OPPENHEIMER & CO. INC. (SAN FRANCISCO CA)
CA
06/15/2000 - 07/11/2011
STONE & YOUNGBERG LLC (SAN FRANCISCO CA)
NY
01/20/2000 - 06/30/2000
GRUNTAL & CO., L.L.C. (NEW YORK NY)
TN
01/05/1996 - 01/10/2000
VINING SPARKS (MEMPHIS TN)
NJ
05/26/1995 - 09/07/1995
R.W. SMITH & ASSOCIATES, INC. (JERSEY CITY NJ)
BC
Issued 04/06/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/26/1995
Series 7 - General Securities Representative Examination
BC
Issued 05/25/1995
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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