Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chad? Claim Your ProfileChad Mitchell is a financial advisor with over 18 years of experience in the financial services industry. Chad is currently registered with Wells Fargo Clearing Services, LLC in San Antonio, Texas. Chad has held previous positions with Merrill Lynch, Pierce, Fenner & Smith Incorporated, UBS Financial Services Inc. and Morgan Stanley DW Inc. Chad is a Series 7 and 66 licensed advisor and holds a Series 31 license. Chad specializes in working with high-net-worth individuals, corporations, and other businesses. Chad also provides investment consulting services to institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
04/15/2016 - Present
Wells Fargo Clearing Services, LLC (SAN ANTONIO TX)
TX
01/29/2010 - 04/05/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN ANTONIO TX)
TX
02/16/2007 - 02/05/2010
UBS FINANCIAL SERVICES INC. (CORPUS CHRISTI TX)
TX
07/21/2004 - 02/20/2007
MORGAN STANLEY DW INC. (CORPUS CHRISTI TX)
BOTH
Issued 10/11/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 07/20/2004
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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