Unclaimed
Chad Vandenbusch is an investment advisor representative with LPL Financial LLC. Chad has been in the financial industry since March 1996. Chad has been registered with LPL Financial LLC since January 2025 and has previously been employed by Stifel, Nicolaus & Company, Incorporated, SII Investments, Inc., Associated Investment Services, Inc., MetLife Securities Inc., and Metropolitan Life Insurance Company. Chad holds Series 6, 7, 63, and 65 licenses as well as the SIE exam. Chad’s specialties include portfolio management for individuals, businesses, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WI
01/23/2025 - Present
LPL Financial LLC (APPLETON WI)
WI
03/12/2001 - 04/17/2007
STIFEL, NICOLAUS & COMPANY, INCORPORATED (GREEN BAY WI)
WI
01/30/2001 - 04/13/2001
SII INVESTMENTS, INC. (APPLETON WI)
WI
06/15/1998 - 01/24/2001
ASSOCIATED INVESTMENT SERVICES, INC. (GREEN BAY WI)
WI
08/01/1996 - 11/26/1997
SII INVESTMENTS, INC. (APPLETON WI)
MA
08/07/1995 - 07/17/1996
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
08/07/1995 - 07/17/1996
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
IA
Issued 08/30/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/16/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/10/1998
Series 7 - General Securities Representative Examination
BC
Issued 08/04/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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