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Chad Michael Thompson

American Enterprise Investment Services Inc.

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About Chad Michael Thompson

Chad Michael Thompson is a financial professional with over 20 years of experience in the industry. Chad holds multiple licenses and designations, including Series 7, 24, 53, 63, and SIE. Chad is currently registered with American Enterprise Investment Services Inc., a firm that provides financial services to individuals and businesses. Prior to joining American Enterprise Investment Services Inc., Chad was employed by Ameriprise Financial Services, Inc. and ARIVE CAPITAL MARKETS.

Firm Information

Chad Thompson is currently registered with American Enterprise Investment Services Inc.. American Enterprise Investment Services Inc. is a Corporation formed in April 1990, registered to operate in all 50 states, the District of Columbia, and the Virgin Islands. The firm has been approved for SEC registration and has been involved in 11 regulatory and civil disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

16

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Chad Thompson’s Registration & Firm History

MN

02/09/2016 - Present

American Enterprise Investment Services Inc. (Minneapolis MN)

MN

03/10/2016 - 12/31/2017

AMERIPRISE FINANCIAL SERVICES, INC. (Minneapolis MN)

MN

07/05/2013 - 10/28/2015

ARIVE CAPITAL MARKETS (ST. PAUL MN)

MN

02/21/2000 - 08/28/2013

NDX TRADING, INC. (NEW BRIGHTON MN)

TX

12/17/2004 - 02/11/2005

COBRA TRADING, INC. (CARROLLTON TX)

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Licenses & Designations

BC

Issued 03/01/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/22/2013

Series 53 - Municipal Securities Principal Examination

BC

Issued 12/29/2006

Series 27 - Financial and Operations Principal Examination

BC

Issued 10/10/2005

Series 4 - Registered Options Principal Examination

BC

Issued 05/31/2000

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/26/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 02/17/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Chad Michael Thompson.
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