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Chad Michael Stubenbort

Northwestern Mutual Investment Services, LLC

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About Chad Michael Stubenbort

Chad Stubenbort is a financial advisor registered with Northwestern Mutual Investment Services, LLC. Chad is a registered representative with FINRA and is licensed in 19 states. Chad has a Series 6 license and has been in the financial industry since 2013.

Firm Information

Chad Stubenbort is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Chad Stubenbort’s Registration & Firm History

PA

04/12/2019 - Present

Northwestern Mutual Investment Services, LLC (PITTSBURGH PA)

PA

01/11/2016 - 03/12/2019

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (PITTSBURGH PA)

PA

04/30/2013 - 07/07/2015

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MONROEVILLE PA)

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Licenses & Designations

BC

Issued 07/26/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/29/2013

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Chad Michael Stubenbort. Review regulatory record here.
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