Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chad? Claim Your ProfileChad Patton is a financial advisor with Wells Fargo Clearing Services, LLC in SOUTHLAKE, TX. Chad Patton has over 12 years of experience in the financial services industry. Chad Patton has passed the Series 7, 9, 10, 31, 66, and SIE exams and has been registered with FINRA and the state of Texas since 2010. Chad Patton's previous employment history includes Merrill Lynch, Pierce, Fenner & Smith Incorporated and Sanford C. Bernstein & Co., LLC. Chad Patton's office is located at 550 RESERVE ST., STE 500, GRANITE PLACE in SOUTHLAKE, TX.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
08/29/2016 - Present
Wells Fargo Clearing Services, LLC (SOUTHLAKE TX)
TX
03/04/2013 - 08/29/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SOUTHLAKE TX)
TX
09/22/2010 - 03/07/2013
SANFORD C. BERNSTEIN & CO., LLC (DALLAS TX)
BOTH
Issued 10/06/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/07/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/06/2017
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/09/2018
Series 31 - Futures Managed Funds Examination
BC
Issued 09/21/2010
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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