Unclaimed
Chad Lose is a securities professional with over 17 years of experience in the financial industry. Chad has been registered with Optiver US LLC since 2016 and has worked in a number of roles at other firms including DRW Securities, L.L.C. and Goldman, Sachs & Co. Chad has a strong understanding of the financial markets and holds the Series 7, Series 57TO and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
04/26/2016 - Present
Optiver US LLC (CHICAGO IL)
IL
03/09/2009 - 04/14/2016
DRW SECURITIES, L.L.C. (CHICAGO IL)
NY
12/05/2005 - 03/04/2009
GOLDMAN, SACHS & CO. (NEW YORK NY)
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/02/2005
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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