Unclaimed
Chad Michael Clark is a financial advisor registered with Wells Fargo Securities, LLC. Clark has been a registered representative in the securities industry since September 10, 2010. Clark has worked for both Wells Fargo Securities, LLC and SG AMERICAS SECURITIES, LLC. Clark is registered in 53 states and the District of Columbia and has passed the Series 63, Series 24, Series 99TO, SIE, and Series 79 examinations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
08/22/2013 - Present
Wells Fargo Securities, LLC (DALLAS TX)
TX
09/10/2010 - 09/04/2013
SG AMERICAS SECURITIES, LLC (DALLAS TX)
BC
Issued 09/20/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/11/2010
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/09/2010
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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