Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chad? Claim Your ProfileChad Matthew Weber is a financial advisor with over 24 years of experience in the industry. Chad is a registered representative with Tiaa-Cref Individual & Institutional Services, LLC. Previously, Chad has held positions at National Planning Corporation, Independent Financial Group, LLC, Compak Securities, Inc., Charles Schwab & Co., Inc., Terra Nova Trading, L.L.C. and PaineWebber Incorporated. Chad is a registered representative in Alabama, Arizona, California, Colorado, Kentucky, New Mexico, North Carolina, Pennsylvania, Texas, Virginia, Washington, and Wyoming. Chad holds the Series 4, 7, 9, 10, 55, 63, 65, and 66 licenses. Chad specializes in financial planning, portfolio management for individuals, and selection of other advisers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
CA
07/26/2012 - Present
Tiaa-Cref Individual & Institutional Services, LLC (Sherman Oaks CA)
CA
08/03/2009 - 06/19/2012
NATIONAL PLANNING CORPORATION (LAKE FOREST CA)
CA
08/10/2006 - 08/11/2009
INDEPENDENT FINANCIAL GROUP, LLC (SAN CLEMENTE CA)
CA
12/18/2003 - 01/24/2007
COMPAK SECURITIES, INC. (IRVINE CA)
TX
11/22/1999 - 11/24/2003
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NY
01/01/1999 - 10/19/1999
TERRA NOVA TRADING, L.L.C. (NEW YORK NY)
NJ
09/16/1997 - 11/25/1998
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
BOTH
Issued 03/26/2001
Series 66 - Uniform Combined State Law Examination
IA
Issued 09/16/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/16/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/18/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/27/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/10/1999
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/09/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/28/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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