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Chad Matthew Kappes

THE Huntington Investment Co.

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About Chad Matthew Kappes

Chad Kappes is a financial advisor at The Huntington Investment Co. Chad has been in the financial services industry since 2006, holding licenses Series 6, 63, 6TO and SIE. Chad has worked at several firms including Fifth Third Securities, Inc. and BMO Harris Financial Advisors, Inc. Currently, Chad is registered with the state of Florida and is an active broker and investment advisor representative. The Huntington Investment Co. is a Columbus, Ohio-based firm with over 400 licensed agents, 438 registered representatives, and over 350 investment advisor representatives. The firm primarily focuses on financial planning, portfolio management for individuals and businesses, and selection of other advisors.

Firm Information

Chad Kappes is currently registered with THE Huntington Investment Co.. THE Huntington Investment Co. is a Corporation headquartered in COLUMBUS, OH. It is a registered investment advisor with the SEC and in 53 states. They have approximately 5196750113 in regulatory assets under management. THE Huntington Investment Co. provides financial planning, portfolio management for businesses, portfolio management for individuals, and selection of other advisors. They have a total of 32956 accounts, all of which are discretionary.
THE Huntington Investment Co.

41 S. HIGH STREET

COLUMBUS, OH 43215

$5.20B

Assets Under Management

Not reported

Total Clients

863

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Chad Kappes’s Registration & Firm History

IN

12/06/2021 - Present

THE Huntington Investment Co. (INDIANAPOLIS IN)

FL

02/15/2019 - 02/06/2020

BMO HARRIS FINANCIAL ADVISORS, INC. (NAPLES FL)

FL

04/18/2006 - 02/25/2011

FIFTH THIRD SECURITIES, INC. (NAPLES FL)

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Licenses & Designations

BC

Issued 03/19/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/15/2019

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 01/11/2019

SIE - Securities Industry Essentials Examination

BC

Issued 04/17/2006

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Chad Matthew Kappes.
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