Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chad? Claim Your ProfileChad M. Batterson is a financial advisor with Athene Securities, LLC, based in West Des Moines, IA. Chad has been in the financial industry for over 10 years. Chad has a broad range of experience in the financial industry, having worked previously at Sammons Securities Company, LLC. Chad is registered with FINRA and holds Series 6, 7, 24, 27, 63, 99TO, and SIE licenses. Chad is registered in Illinois, Iowa, Missouri, South Carolina, South Dakota, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IA
09/09/2015 - Present
Athene Securities, LLC (WEST DES MOINES IA)
IA
12/07/2004 - 05/31/2007
SAMMONS SECURITIES COMPANY, LLC (WEST DES MOINES IA)
BC
Issued 05/03/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/29/2016
Series 27 - Financial and Operations Principal Examination
BC
Issued 11/04/2015
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/09/2015
Series 7 - General Securities Representative Examination
BC
Issued 12/06/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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