Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chad? Claim Your ProfileChad Lochrie is a financial professional with experience in the industry since December 2012. Chad is currently registered with Northwestern Mutual Investment Services, LLC and has previously worked with J.P. MORGAN SECURITIES LLC and FIDELITY BROKERAGE SERVICES LLC. Chad holds a Series 66, Series 63, Series 26, SIE and Series 7 license. Chad is licensed to provide investment advice in 22 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
WI
06/19/2023 - Present
Northwestern Mutual Investment Services, LLC (Milwaukee WI)
TX
12/15/2017 - 01/21/2022
J.P. MORGAN SECURITIES LLC (GRAPEVINE TX)
TX
09/26/2014 - 05/26/2017
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
TX
07/29/2010 - 04/14/2014
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
BOTH
Issued 04/05/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/06/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/06/2024
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/28/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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