Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chad? Claim Your ProfileChad Strain is a financial advisor with over 20 years of experience in the financial services industry. He has worked with several prominent firms including Stifel, Nicolaus & Company, Inc. and Stifel Independent Advisors, LLC. Chad is currently registered with Keefe, Bruyette & Woods, Inc. He is a Series 7, Series 24 and Series 63 licensed professional and holds the SIE designation. Chad has been active in the financial services industry since September 20, 2001 and is registered with the state of Missouri.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MO
06/06/2022 - Present
Keefe, Bruyette & Woods, Inc. (ST. LOUIS MO)
NY
06/06/2022 - 08/01/2023
MILLER BUCKFIRE & CO., LLC (NEW YORK NY)
MO
08/31/2001 - 03/07/2018
SCOTTRADE, INC. (ST LOUIS MO)
BC
Issued 09/26/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/14/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/30/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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