Unclaimed
Chad Larry Felton is a financial advisor with over 20 years of experience. Chad is registered with Feltl & Co. in Plymouth, MN and has been with the firm since September 2002. Chad's career began in 1998 at Principal Financial Securities,INC. in Dallas, Texas. He has worked for other firms such as JOHN G. KINNARD AND COMPANY, INCORPORATED and MILLER JOHNSON STEICHEN KINNARD, INC. Chad is licensed in several states, including Arizona, Colorado, Florida, Georgia, Indiana, Iowa, Minnesota, Missouri, Montana, New Mexico, North Dakota, South Dakota, Texas, Virginia, and Wisconsin. Chad holds the Series 63, Series 65, Series 7, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MN
09/16/2002 - Present
Feltl & Co. (Plymouth MN)
MN
10/03/2000 - 09/16/2002
MILLER JOHNSON STEICHEN KINNARD, INC. (MINNEAPOLIS MN)
MN
04/01/1998 - 10/30/2000
JOHN G. KINNARD AND COMPANY, INCORPORATED (MINNEAPOLIS MN)
TX
01/09/1998 - 04/28/1998
PRINCIPAL FINANCIAL SECURITIES,INC. (DALLAS TX)
IA
Issued 05/08/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/11/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/08/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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